Share this page


The Compliance division leads AFME’s work on Conduct Regulation.


The Compliance division is led by the AFME Compliance Committee, which comprises EMEA heads of compliance from AFME members.

Our European Compliance work programme focuses on influencing the European regulatory environment to foster a culture of integrity and effective conduct regulation.

Key Priorities

The Compliance Committee organises its work under a number of key themes:

  • Markets Regulation
  • Corporate Governance
  • Financial Crime, Data and Tech
  • IBOR Transition
  • Sustainable Finance
  • COVID-19
  • Brexit

Key Documents





Financial Crime
AFME with its members is advocating for a robust and effective anti-money laundering and counter-terrorism financing (AML/CFT) regulatory framework that can be consistently applied at global, European and national levels. This is achieved by working closely with the industry experts and liaising with the relevant European/global regulators and stakeholders.

Watch back the highlights of AFME's Compliance and Legal Conference 2023

For the last seven years, AFME’s European Compliance and Legal Conference has brought together over 200+ professionals for high-level networking and discussion. This event is designed by our members to address the most pressing issues and trends affecting the European compliance and legal industry.

The programme, comprised of specialist keynote presentations, industry expert panel discussions and interactive networking, brings together senior industry stakeholders from across Europe.


Louise Rodger

Managing Director, Compliance, Control and Accounting (CCA)

Fiona Willis

Associate Director, CCA and Tech & Ops

Michael Naughton

Associate Director, Compliance, Control & Accounting (CCA)

Chitra Abhani

Associate, Compliance, Control and Accounting (CCA) 

Shalini Cautick

Associate, Compliance, Control and Accounting